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1% ================================================================
2% Chapter � Miscellaneous Topics
3% ================================================================
4\chapter{Miscellaneous Topics}
5\label{MISC}
6\minitoc
7
8\newpage
9$\ $\newline    % force a new ligne
10
11% ================================================================
12% Representation of Unresolved Straits
13% ================================================================
14\section{Representation of Unresolved Straits}
15\label{MISC_strait}
16
17In climate modeling, it often occurs that a crucial connections between water masses
18is broken as the grid mesh is too coarse to resolve narrow straits. For example, coarse
19grid spacing typically closes off the Mediterranean from the Atlantic at the Strait of
20Gibraltar. In this case, it is important for climate models to include the effects of salty
21water entering the Atlantic from the Mediterranean. Likewise, it is important for the
22Mediterranean to replenish its supply of water from the Atlantic to balance the net
23evaporation occurring over the Mediterranean region. This problem occurs even in
24eddy permitting simulations. For example, in ORCA 1/4\deg several straits of the Indonesian
25archipelago (Ombai, Lombok...) are much narrow than even a single ocean grid-point.
26
27We describe briefly here the three methods that can be used in \NEMO to handle
28such improperly resolved straits. The first two consist of opening the strait by hand
29while ensuring that the mass exchanges through the strait are not too large by
30either artificially reducing the surface of the strait grid-cells or, locally increasing
31the lateral friction. In the third one, the strait is closed but exchanges of mass,
32heat and salt across the land are allowed.
33Note that such modifications are so specific to a given configuration that no attempt
34has been made to set them in a generic way. However, examples of how
35they can be set up is given in the ORCA 2\deg and 0.5\deg configurations. For example,
36for details of implementation in ORCA2, search:
37\texttt{ IF( cp\_cfg == "orca" .AND. jp\_cfg == 2 ) }
38
39% -------------------------------------------------------------------------------------------------------------
40%       Hand made geometry changes
41% -------------------------------------------------------------------------------------------------------------
42\subsection{Hand made geometry changes}
43\label{MISC_strait_hand}
44
45$\bullet$ reduced scale factor in the cross-strait direction to a value in better agreement
46with the true mean width of the strait. (Fig.~\ref{Fig_MISC_strait_hand}).
47This technique is sometime called "partially open face" or "partially closed cells".
48The key issue here is only to reduce the faces of $T$-cell ($i.e.$ change the value
49of the horizontal scale factors at $u$- or $v$-point) but not the volume of the $T$-cell.
50Indeed, reducing the volume of strait $T$-cell can easily produce a numerical
51instability at that grid point that would require a reduction of the model time step.
52The changes associated with strait management are done in \mdl{domhgr},
53just after the definition or reading of the horizontal scale factors.
54
55$\bullet$ increase of the viscous boundary layer thickness by local increase of the
56fmask value at the coast (Fig.~\ref{Fig_MISC_strait_hand}). This is done in
57\mdl{dommsk} together with the setting of the coastal value of fmask
58(see Section \ref{LBC_coast})
59
60%>>>>>>>>>>>>>>>>>>>>>>>>>>>>
61\begin{figure}[!tbp]     \begin{center}
62\includegraphics[width=0.80\textwidth]{./TexFiles/Figures/Fig_Gibraltar.pdf}
63\includegraphics[width=0.80\textwidth]{./TexFiles/Figures/Fig_Gibraltar2.pdf}
64\caption{   \label{Fig_MISC_strait_hand} 
65Example of the Gibraltar strait defined in a $1\deg \times 1\deg$ mesh.
66\textit{Top}: using partially open cells. The meridional scale factor at $v$-point
67is reduced on both sides of the strait to account for the real width of the strait
68(about 20 km). Note that the scale factors of the strait $T$-point remains unchanged.
69\textit{Bottom}: using viscous boundary layers. The four fmask parameters
70along the strait coastlines are set to a value larger than 4, $i.e.$ "strong" no-slip
71case (see Fig.\ref{Fig_LBC_shlat}) creating a large viscous boundary layer
72that allows a reduced transport through the strait.}
73\end{center}   \end{figure}
74%>>>>>>>>>>>>>>>>>>>>>>>>>>>>
75
76% -------------------------------------------------------------------------------------------------------------
77% Cross Land Advection
78% -------------------------------------------------------------------------------------------------------------
79\subsection{Cross Land Advection (\mdl{tracla})}
80\label{MISC_strait_cla}
81%--------------------------------------------namcla--------------------------------------------------------
82\namdisplay{namcla} 
83%--------------------------------------------------------------------------------------------------------------
84
85Options are defined through the  \ngn{namcla} namelist variables.
86This option is an obsolescent feature that will be removed in version 3.7 and followings.
87
88%The problem is resolved here by allowing the mixing of tracers and mass/volume between non-adjacent water columns at nominated regions within the model. Momentum is not mixed. The scheme conserves total tracer content, and total volume (the latter in $z*$- or $s*$-coordinate), and maintains compatibility between the tracer and mass/volume budgets. 
89
90% ================================================================
91% Closed seas
92% ================================================================
93\section{Closed seas (\mdl{closea})}
94\label{MISC_closea}
95
96\colorbox{yellow}{Add here a short description of the way closed seas are managed}
97
98
99% ================================================================
100% Sub-Domain Functionality (\textit{nizoom, njzoom}, namelist parameters)
101% ================================================================
102\section{Sub-Domain Functionality (\np{jpizoom}, \np{jpjzoom})}
103\label{MISC_zoom}
104
105The sub-domain functionality, also improperly called the zoom option
106(improperly because it is not associated with a change in model resolution)
107is a quite simple function that allows a simulation over a sub-domain of an
108already defined configuration ($i.e.$ without defining a new mesh, initial
109state and forcings). This option can be useful for testing the user settings
110of surface boundary conditions, or the initial ocean state of a huge ocean
111model configuration while having a small computer memory requirement.
112It can also be used to easily test specific physics in a sub-domain (for example,
113see \citep{Madec_al_JPO96} for a test of the coupling used in the global ocean
114version of OPA between sea-ice and ocean model over the Arctic or Antarctic
115ocean, using a sub-domain). In the standard model, this option does not
116include any specific treatment for the ocean boundaries of the sub-domain:
117they are considered as artificial vertical walls. Nevertheless, it is quite easy
118to add a restoring term toward a climatology in the vicinity of such boundaries
119(see \S\ref{TRA_dmp}).
120
121In order to easily define a sub-domain over which the computation can be
122performed, the dimension of all input arrays (ocean mesh, bathymetry,
123forcing, initial state, ...) are defined as \np{jpidta}, \np{jpjdta} and \np{jpkdta} 
124( in \ngn{namcfg} namelist), while the computational domain is defined through
125\np{jpiglo}, \np{jpjglo} and \jp{jpk} (\ngn{namcfg} namelist). When running the
126model over the whole domain, the user sets \np{jpiglo}=\np{jpidta} \np{jpjglo}=\np{jpjdta} 
127and \jp{jpk}=\jp{jpkdta}. When running the model over a sub-domain, the user
128has to provide the size of the sub-domain, (\np{jpiglo}, \np{jpjglo}, \np{jpkglo}),
129and the indices of the south western corner as \np{jpizoom} and \np{jpjzoom} in
130the  \ngn{namcfg} namelist (Fig.~\ref{Fig_LBC_zoom}).
131
132Note that a third set of dimensions exist, \jp{jpi}, \jp{jpj} and \jp{jpk} which is
133actually used to perform the computation. It is set by default to \jp{jpi}=\np{jpjglo} 
134and \jp{jpj}=\np{jpjglo}, except for massively parallel computing where the
135computational domain is laid out on local processor memories following a 2D
136horizontal splitting. % (see {\S}IV.2-c) ref to the section to be updated
137
138\subsection{Simple subsetting of input files via netCDF attributes}
139
140The extended grids for use with the under-shelf ice cavities will result in redundant rows
141around Antarctica if the ice cavities are not active. A simple mechanism for subsetting
142input files associated with the extended domains has been implemented to avoid the need to
143maintain different sets of input fields for use with or without active ice cavities. The
144existing 'zoom' options are overly complex for this task and marked for deletion anyway.
145This alternative subsetting operates for the j-direction only and works by optionally
146looking for and using a global file attribute (named: \np{open\_ocean\_jstart}) to
147determine the starting j-row for input. The use of this option is best explained with an
148example: Consider an ORCA1 configuration using the extended grid bathymetry and coordinate
149files:
150\vspace{-10pt}
151\begin{alltt}
152\tiny
153\begin{verbatim}
154eORCA1_bathymetry_v2.nc
155eORCA1_coordinates.nc
156\end{verbatim}
157\end{alltt}
158\noindent These files define a horizontal domain of 362x332. Assuming the first row with
159open ocean wet points in the non-isf bathymetry for this set is row 42 (Fortran indexing)
160then the formally correct setting for \np{open\_ocean\_jstart} is 41. Using this value as the
161first row to be read will result in a 362x292 domain which is the same size as the original
162ORCA1 domain. Thus the extended coordinates and bathymetry files can be used with all the
163original input files for ORCA1 if the ice cavities are not active (\np{ln\_isfcav =
164.false.}). Full instructions for achieving this are:
165
166\noindent Add the new attribute to any input files requiring a j-row offset, i.e:
167\vspace{-10pt}
168\begin{alltt}
169\tiny
170\begin{verbatim}
171ncatted  -a open_ocean_jstart,global,a,d,41 eORCA1_coordinates.nc
172ncatted  -a open_ocean_jstart,global,a,d,41 eORCA1_bathymetry_v2.nc
173\end{verbatim}
174\end{alltt}
175 
176\noindent Add the logical switch to \ngn{namcfg} in the configuration namelist and set true:
177%--------------------------------------------namcfg--------------------------------------------------------
178\namdisplay{namcfg_orca1}
179%--------------------------------------------------------------------------------------------------------------
180
181\noindent Note the j-size of the global domain is the (extended j-size minus
182\np{open\_ocean\_jstart} + 1 ) and this must match the size of all datasets other than
183bathymetry and coordinates currently. However the option can be extended to any global, 2D
184and 3D, netcdf, input field by adding the:
185\vspace{-10pt}
186\begin{alltt}
187\tiny
188\begin{verbatim}
189lrowattr=ln_use_jattr
190\end{verbatim}
191\end{alltt}
192optional argument to the appropriate \np{iom\_get} call and the \np{open\_ocean\_jstart} attribute to the corresponding input files. It remains the users responsibility to set \np{jpjdta} and \np{jpjglo} values in the \np{namelist\_cfg} file according to their needs.
193
194%>>>>>>>>>>>>>>>>>>>>>>>>>>>>
195\begin{figure}[!ht]    \begin{center}
196\includegraphics[width=0.90\textwidth]{./TexFiles/Figures/Fig_LBC_zoom.pdf}
197\caption{   \label{Fig_LBC_zoom}
198Position of a model domain compared to the data input domain when the zoom functionality is used.}
199\end{center}   \end{figure}
200%>>>>>>>>>>>>>>>>>>>>>>>>>>>>
201
202
203% ================================================================
204% Accelerating the Convergence
205% ================================================================
206\section{Accelerating the Convergence (\np{nn\_acc} = 1)}
207\label{MISC_acc}
208%--------------------------------------------namdom-------------------------------------------------------
209\namdisplay{namdom} 
210%--------------------------------------------------------------------------------------------------------------
211
212Searching an equilibrium state with an global ocean model requires a very long time
213integration period (a few thousand years for a global model). Due to the size of
214the time step required for numerical stability (less than a few hours),
215this usually requires a large elapsed time. In order to overcome this problem,
216\citet{Bryan1984} introduces a technique that is intended to accelerate
217the spin up to equilibrium. It uses a larger time step in
218the tracer evolution equations than in the momentum evolution
219equations. It does not affect the equilibrium solution but modifies the
220trajectory to reach it.
221
222Options are defined through the  \ngn{namdom} namelist variables.
223The acceleration of convergence option is used when \np{nn\_acc}=1. In that case,
224$\rdt=rn\_rdt$ is the time step of dynamics while $\widetilde{\rdt}=rdttra$ is the
225tracer time-step. the former is set from the \np{rn\_rdt} namelist parameter while the latter
226is computed using a hyperbolic tangent profile and the following namelist parameters :
227\np{rn\_rdtmin}, \np{rn\_rdtmax} and \np{rn\_rdth}. Those three parameters correspond
228to the surface value the deep ocean value and the depth at which the transition occurs, respectively.
229The set of prognostic equations to solve becomes:
230\begin{equation} \label{Eq_acc}
231\begin{split}
232\frac{\partial \textbf{U}_h }{\partial t} 
233   &\equiv \frac{\textbf{U}_h ^{t+1}-\textbf{U}_h^{t-1} }{2\rdt} = \ldots \\ 
234\frac{\partial T}{\partial t} &\equiv \frac{T^{t+1}-T^{t-1}}{2 \widetilde{\rdt}} = \ldots \\ 
235\frac{\partial S}{\partial t} &\equiv \frac{S^{t+1} -S^{t-1}}{2 \widetilde{\rdt}} = \ldots \\ 
236\end{split}
237\end{equation}
238
239\citet{Bryan1984} has examined the consequences of this distorted physics.
240Free waves have a slower phase speed, their meridional structure is slightly
241modified, and the growth rate of baroclinically unstable waves is reduced
242but with a wider range of instability. This technique is efficient for
243searching for an equilibrium state in coarse resolution models. However its
244application is not suitable for many oceanic problems: it cannot be used for
245transient or time evolving problems (in particular, it is very questionable
246to use this technique when there is a seasonal cycle in the forcing fields),
247and it cannot be used in high-resolution models where baroclinically
248unstable processes are important. Moreover, the vertical variation of
249$\widetilde{ \rdt}$ implies that the heat and salt contents are no longer
250conserved due to the vertical coupling of the ocean level through both
251advection and diffusion. Therefore \np{rn\_rdtmin} = \np{rn\_rdtmax} should be
252a more clever choice.
253
254
255% ================================================================
256% Accuracy and Reproducibility
257% ================================================================
258\section{Accuracy and Reproducibility (\mdl{lib\_fortran})}
259\label{MISC_fortran}
260
261\subsection{Issues with intrinsinc SIGN function (\key{nosignedzero})}
262\label{MISC_sign}
263
264The SIGN(A, B) is the \textsc {Fortran} intrinsic function delivers the magnitude
265of A with the sign of B. For example, SIGN(-3.0,2.0) has the value 3.0.
266The problematic case is when the second argument is zero, because, on platforms
267that support IEEE arithmetic, zero is actually a signed number.
268There is a positive zero and a negative zero.
269
270In \textsc{Fortran}~90, the processor was required always to deliver a positive result for SIGN(A, B)
271if B was zero. Nevertheless, in \textsc{Fortran}~95, the processor is allowed to do the correct thing
272and deliver ABS(A) when B is a positive zero and -ABS(A) when B is a negative zero.
273This change in the specification becomes apparent only when B is of type real, and is zero,
274and the processor is capable of distinguishing between positive and negative zero,
275and B is negative real zero. Then SIGN delivers a negative result where, under \textsc{Fortran}~90
276rules,  it used to return a positive result.
277This change may be especially sensitive for the ice model, so we overwrite the intrinsinc
278function with our own function simply performing :   \\
279\verb?   IF( B >= 0.e0 ) THEN   ;   SIGN(A,B) = ABS(A)  ?    \\
280\verb?   ELSE                   ;   SIGN(A,B) =-ABS(A)     ?  \\
281\verb?   ENDIF    ? \\
282This feature can be found in \mdl{lib\_fortran} module and is effective when \key{nosignedzero}
283is defined. We use a CPP key as the overwritting of a intrinsic function can present
284performance issues with some computers/compilers.
285
286
287\subsection{MPP reproducibility}
288\label{MISC_glosum}
289
290The numerical reproducibility of simulations on distributed memory parallel computers
291is a critical issue. In particular, within NEMO global summation of distributed arrays
292is most susceptible to rounding errors, and their propagation and accumulation cause
293uncertainty in final simulation reproducibility on different numbers of processors.
294To avoid so, based on \citet{He_Ding_JSC01} review of different technics,
295we use a so called self-compensated summation method. The idea is to estimate
296the roundoff error, store it in a buffer, and then add it back in the next addition.
297
298Suppose we need to calculate $b = a_1 + a_2 + a_3$. The following algorithm
299will allow to split the sum in two ($sum_1 = a_{1} + a_{2}$ and $b = sum_2 = sum_1 + a_3$)
300with exactly the same rounding errors as the sum performed all at once.
301\begin{align*}
302   sum_1 \ \  &= a_1 + a_2 \\
303   error_1     &= a_2 + ( a_1 - sum_1 ) \\
304   sum_2 \ \  &= sum_1 + a_3 + error_1 \\
305   error_2     &= a_3 + error_1 + ( sum_1 - sum_2 ) \\
306   b \qquad \ &= sum_2 \\
307\end{align*}
308This feature can be found in \mdl{lib\_fortran} module and is effective when \key{mpp\_rep}.
309In that case, all calls to glob\_sum function (summation over the entire basin excluding
310duplicated rows and columns due to cyclic or north fold boundary condition as well as
311overlap MPP areas).
312Note this implementation may be sensitive to the optimization level.
313
314\subsection{MPP scalability}
315\label{MISC_mppsca}
316
317The default method of communicating values across the north-fold in distributed memory applications
318(\key{mpp\_mpi}) uses a \textsc{MPI\_ALLGATHER} function to exchange values from each processing
319region in the northern row with every other processing region in the northern row. This enables a
320global width array containing the top 4 rows to be collated on every northern row processor and then
321folded with a simple algorithm. Although conceptually simple, this "All to All" communication will
322hamper performance scalability for large numbers of northern row processors. From version 3.4
323onwards an alternative method is available which only performs direct "Peer to Peer" communications
324between each processor and its immediate "neighbours" across the fold line. This is achieved by
325using the default \textsc{MPI\_ALLGATHER} method during initialisation to help identify the "active"
326neighbours. Stored lists of these neighbours are then used in all subsequent north-fold exchanges to
327restrict exchanges to those between associated regions. The collated global width array for each
328region is thus only partially filled but is guaranteed to be set at all the locations actually
329required by each individual for the fold operation. This alternative method should give identical
330results to the default \textsc{ALLGATHER} method and is recommended for large values of \np{jpni}.
331The new method is activated by setting \np{ln\_nnogather} to be true ({\bf nammpp}). The
332reproducibility of results using the two methods should be confirmed for each new, non-reference
333configuration.
334
335% ================================================================
336% Model optimisation, Control Print and Benchmark
337% ================================================================
338\section{Model Optimisation, Control Print and Benchmark}
339\label{MISC_opt}
340%--------------------------------------------namctl-------------------------------------------------------
341\namdisplay{namctl} 
342%--------------------------------------------------------------------------------------------------------------
343
344 \gmcomment{why not make these bullets into subsections?}
345Options are defined through the  \ngn{namctl} namelist variables.
346
347$\bullet$ Vector optimisation:
348
349\key{vectopt\_loop} enables the internal loops to collapse. This is very
350a very efficient way to increase the length of vector calculations and thus
351to speed up the model on vector computers.
352 
353% Add here also one word on NPROMA technique that has been found useless, since compiler have made significant progress during the last decade.
354 
355% Add also one word on NEC specific optimisation (Novercheck option for example)
356 
357$\bullet$ Control print %: describe here 4 things:
358
3591- \np{ln\_ctl} : compute and print the trends averaged over the interior domain
360in all TRA, DYN, LDF and ZDF modules. This option is very helpful when
361diagnosing the origin of an undesired change in model results.
362
3632- also \np{ln\_ctl} but using the nictl and njctl namelist parameters to check
364the source of differences between mono and multi processor runs.
365
3663- \key{esopa} (to be rename key\_nemo) : which is another option for model
367management. When defined, this key forces the activation of all options and
368CPP keys. For example, all tracer and momentum advection schemes are called!
369Therefore the model results have no physical meaning.
370However, this option forces both the compiler and the model to run through
371all the \textsc{Fortran} lines of the model. This allows the user to check for obvious
372compilation or execution errors with all CPP options, and errors in namelist options.
373
3744- last digit comparison (\np{nn\_bit\_cmp}). In an MPP simulation, the computation of
375a sum over the whole domain is performed as the summation over all processors of
376each of their sums over their interior domains. This double sum never gives exactly
377the same result as a single sum over the whole domain, due to truncation differences.
378The "bit comparison" option has been introduced in order to be able to check that
379mono-processor and multi-processor runs give exactly the same results.
380%THIS is to be updated with the mpp_sum_glo  introduced in v3.3
381% nn_bit_cmp  today only check that the nn_cla = 0 (no cross land advection)
382
383$\bullet$  Benchmark (\np{nn\_bench}). This option defines a benchmark run based on
384a GYRE configuration (see \S\ref{CFG_gyre}) in which the resolution remains the same
385whatever the domain size. This allows a very large model domain to be used, just by
386changing the domain size (\jp{jpiglo}, \jp{jpjglo}) and without adjusting either the time-step
387or the physical parameterisations.
388
389
390% ================================================================
391% Elliptic solvers (SOL)
392% ================================================================
393\section{Elliptic solvers (SOL)}
394\label{MISC_sol}
395%--------------------------------------------namdom-------------------------------------------------------
396\namdisplay{namsol} 
397%--------------------------------------------------------------------------------------------------------------
398
399When the filtered sea surface height option is used, the surface pressure gradient is
400computed in \mdl{dynspg\_flt}. The force added in the momentum equation is solved implicitely.
401It is thus solution of an elliptic equation \eqref{Eq_PE_flt} for which two solvers are available:
402a Successive-Over-Relaxation scheme (SOR) and a preconditioned conjugate gradient
403scheme(PCG) \citep{Madec_al_OM88, Madec_PhD90}. The solver is selected trough the
404the value of \np{nn\_solv}   \ngn{namsol} namelist variable.
405
406The PCG is a very efficient method for solving elliptic equations on vector computers.
407It is a fast and rather easy method to use; which are attractive features for a large
408number of ocean situations (variable bottom topography, complex coastal geometry,
409variable grid spacing, open or cyclic boundaries, etc ...). It does not require
410a search for an optimal parameter as in the SOR method. However, the SOR has
411been retained because it is a linear solver, which is a very useful property when
412using the adjoint model of \NEMO.
413
414At each time step, the time derivative of the sea surface height at time step $t+1$ 
415(or equivalently the divergence of the \textit{after} barotropic transport) that appears
416in the filtering forced is the solution of the elliptic equation obtained from the horizontal
417divergence of the vertical summation of \eqref{Eq_PE_flt}.
418Introducing the following coefficients:
419\begin{equation}  \label{Eq_sol_matrix}
420\begin{aligned}
421&c_{i,j}^{NS}  &&= {2 \rdt }^2 \; \frac{H_v (i,j) \; e_{1v} (i,j)}{e_{2v}(i,j)}              \\
422&c_{i,j}^{EW} &&= {2 \rdt }^2 \; \frac{H_u (i,j) \; e_{2u} (i,j)}{e_{1u}(i,j)}            \\
423&b_{i,j} &&= \delta_i \left[ e_{2u}M_u \right] - \delta_j \left[ e_{1v}M_v \right]\ ,   \\
424\end{aligned}
425\end{equation}
426the resulting five-point finite difference equation is given by:
427\begin{equation}  \label{Eq_solmat}
428\begin{split}
429       c_{i+1,j}^{NS} D_{i+1,j}  + \;  c_{i,j+1}^{EW} D_{i,j+1}   
430  +   c_{i,j}    ^{NS} D_{i-1,j}   + \;  c_{i,j}    ^{EW} D_{i,j-1}                                          &    \\
431  -    \left(c_{i+1,j}^{NS} + c_{i,j+1}^{EW} + c_{i,j}^{NS} + c_{i,j}^{EW} \right)   D_{i,j}  &=  b_{i,j}
432\end{split}
433\end{equation}
434\eqref{Eq_solmat} is a linear symmetric system of equations. All the elements of
435the corresponding matrix \textbf{A} vanish except those of five diagonals. With
436the natural ordering of the grid points (i.e. from west to east and from
437south to north), the structure of \textbf{A} is block-tridiagonal with
438tridiagonal or diagonal blocks. \textbf{A} is a positive-definite symmetric
439matrix of size $(jpi \cdot jpj)^2$, and \textbf{B}, the right hand side of
440\eqref{Eq_solmat}, is a vector.
441
442Note that in the linear free surface case, the depth that appears in \eqref{Eq_sol_matrix}
443does not vary with time, and thus the matrix can be computed once for all. In non-linear free surface
444(\key{vvl} defined) the matrix have to be updated at each time step.
445
446% -------------------------------------------------------------------------------------------------------------
447%       Successive Over Relaxation
448% -------------------------------------------------------------------------------------------------------------
449\subsection{Successive Over Relaxation (\np{nn\_solv}=2, \mdl{solsor})}
450\label{MISC_solsor}
451
452Let us introduce the four cardinal coefficients:
453\begin{align*}
454a_{i,j}^S &= c_{i,j    }^{NS}/d_{i,j}     &\qquad  a_{i,j}^W &= c_{i,j}^{EW}/d_{i,j}       \\
455a_{i,j}^E &= c_{i,j+1}^{EW}/d_{i,j}    &\qquad   a_{i,j}^N &= c_{i+1,j}^{NS}/d_{i,j}   
456\end{align*}
457where $d_{i,j} = c_{i,j}^{NS}+ c_{i+1,j}^{NS} + c_{i,j}^{EW} + c_{i,j+1}^{EW}$ 
458(i.e. the diagonal of the matrix). \eqref{Eq_solmat} can be rewritten as:
459\begin{equation}  \label{Eq_solmat_p}
460\begin{split}
461a_{i,j}^{N}  D_{i+1,j} +\,a_{i,j}^{E}  D_{i,j+1} +\, a_{i,j}^{S}  D_{i-1,j} +\,a_{i,j}^{W} D_{i,j-1}  -  D_{i,j} = \tilde{b}_{i,j}
462\end{split}
463\end{equation}
464with $\tilde b_{i,j} = b_{i,j}/d_{i,j}$. \eqref{Eq_solmat_p} is the equation actually solved
465with the SOR method. This method used is an iterative one. Its algorithm can be
466summarised as follows (see \citet{Haltiner1980} for a further discussion):
467
468initialisation (evaluate a first guess from previous time step computations)
469\begin{equation}
470D_{i,j}^0 = 2 \, D_{i,j}^t - D_{i,j}^{t-1}
471\end{equation}
472iteration $n$, from $n=0$ until convergence, do :
473\begin{equation} \label{Eq_sor_algo}
474\begin{split}
475R_{i,j}^n  = &a_{i,j}^{N} D_{i+1,j}^n       +\,a_{i,j}^{E}  D_{i,j+1} ^n         
476         +\, a_{i,j}^{S}  D_{i-1,j} ^{n+1}+\,a_{i,j}^{W} D_{i,j-1} ^{n+1}
477                 -  D_{i,j}^n - \tilde{b}_{i,j}                                           \\
478D_{i,j} ^{n+1}  = &D_{i,j} ^{n}   + \omega \;R_{i,j}^n     
479\end{split}
480\end{equation}
481where \textit{$\omega $ }satisfies $1\leq \omega \leq 2$. An optimal value exists for
482\textit{$\omega$} which significantly accelerates the convergence, but it has to be
483adjusted empirically for each model domain (except for a uniform grid where an
484analytical expression for \textit{$\omega$} can be found \citep{Richtmyer1967}).
485The value of $\omega$ is set using \np{rn\_sor}, a \textbf{namelist} parameter.
486The convergence test is of the form:
487\begin{equation}
488\delta = \frac{\sum\limits_{i,j}{R_{i,j}^n}{R_{i,j}^n}}
489                    {\sum\limits_{i,j}{ \tilde{b}_{i,j}^n}{\tilde{b}_{i,j}^n}} \leq \epsilon
490\end{equation}
491where $\epsilon$ is the absolute precision that is required. It is recommended
492that a value smaller or equal to $10^{-6}$ is used for $\epsilon$ since larger
493values may lead to numerically induced basin scale barotropic oscillations.
494The precision is specified by setting \np{rn\_eps} (\textbf{namelist} parameter).
495In addition, two other tests are used to halt the iterative algorithm. They involve
496the number of iterations and the modulus of the right hand side. If the former
497exceeds a specified value, \np{nn\_max} (\textbf{namelist} parameter),
498or the latter is greater than $10^{15}$, the whole model computation is stopped
499and the last computed time step fields are saved in a abort.nc NetCDF file.
500In both cases, this usually indicates that there is something wrong in the model
501configuration (an error in the mesh, the initial state, the input forcing,
502or the magnitude of the time step or of the mixing coefficients). A typical value of
503$nn\_max$ is a few hundred when $\epsilon = 10^{-6}$, increasing to a few
504thousand when $\epsilon = 10^{-12}$.
505The vectorization of the SOR algorithm is not straightforward. The scheme
506contains two linear recurrences on $i$ and $j$. This inhibits the vectorisation.
507\eqref{Eq_sor_algo} can be been rewritten as:
508\begin{equation} 
509\begin{split}
510R_{i,j}^n
511= &a_{i,j}^{N}  D_{i+1,j}^n +\,a_{i,j}^{E}  D_{i,j+1} ^n
512 +\,a_{i,j}^{S}  D_{i-1,j} ^{n}+\,_{i,j}^{W} D_{i,j-1} ^{n} -  D_{i,j}^n - \tilde{b}_{i,j}      \\
513R_{i,j}^n = &R_{i,j}^n - \omega \;a_{i,j}^{S}\; R_{i,j-1}^n                                             \\
514R_{i,j}^n = &R_{i,j}^n - \omega \;a_{i,j}^{W}\; R_{i-1,j}^n
515\end{split}
516\end{equation}
517This technique slightly increases the number of iteration required to reach the convergence,
518but this is largely compensated by the gain obtained by the suppression of the recurrences.
519
520Another technique have been chosen, the so-called red-black SOR. It consist in solving successively
521\eqref{Eq_sor_algo} for odd and even grid points. It also slightly reduced the convergence rate
522but allows the vectorisation. In addition, and this is the reason why it has been chosen, it is able to handle the north fold boundary condition used in ORCA configuration ($i.e.$ tri-polar global ocean mesh).
523
524The SOR method is very flexible and can be used under a wide range of conditions,
525including irregular boundaries, interior boundary points, etc. Proofs of convergence, etc.
526may be found in the standard numerical methods texts for partial differential equations.
527
528% -------------------------------------------------------------------------------------------------------------
529%       Preconditioned Conjugate Gradient
530% -------------------------------------------------------------------------------------------------------------
531\subsection{Preconditioned Conjugate Gradient  (\np{nn\_solv}=1, \mdl{solpcg}) }
532\label{MISC_solpcg}
533
534\textbf{A} is a definite positive symmetric matrix, thus solving the linear
535system \eqref{Eq_solmat} is equivalent to the minimisation of a quadratic
536functional:
537\begin{equation*}
538\textbf{Ax} = \textbf{b} \leftrightarrow \textbf{x} =\text{inf}_{y} \,\phi (\textbf{y})
539\quad , \qquad
540\phi (\textbf{y}) = 1/2 \langle \textbf{Ay},\textbf{y}\rangle - \langle \textbf{b},\textbf{y} \rangle 
541\end{equation*}
542where $\langle , \rangle$ is the canonical dot product. The idea of the
543conjugate gradient method is to search for the solution in the following
544iterative way: assuming that $\textbf{x}^n$ has been obtained, $\textbf{x}^{n+1}$ 
545is found from $\textbf {x}^{n+1}={\textbf {x}}^n+\alpha^n{\textbf {d}}^n$ which satisfies:
546\begin{equation*}
547{\textbf{ x}}^{n+1}=\text{inf} _{{\textbf{ y}}={\textbf{ x}}^n+\alpha^n \,{\textbf{ d}}^n} \,\phi ({\textbf{ y}})\;\;\Leftrightarrow \;\;\frac{d\phi }{d\alpha}=0
548\end{equation*}
549and expressing $\phi (\textbf{y})$ as a function of \textit{$\alpha $}, we obtain the
550value that minimises the functional:
551\begin{equation*}
552\alpha ^n = \langle{ \textbf{r}^n , \textbf{r}^n} \rangle  / \langle {\textbf{ A d}^n, \textbf{d}^n} \rangle
553\end{equation*}
554where $\textbf{r}^n = \textbf{b}-\textbf{A x}^n = \textbf{A} (\textbf{x}-\textbf{x}^n)$ 
555is the error at rank $n$. The descent vector $\textbf{d}^n$ s chosen to be dependent
556on the error: $\textbf{d}^n = \textbf{r}^n + \beta^n \,\textbf{d}^{n-1}$. $\beta ^n$ 
557is searched such that the descent vectors form an orthogonal basis for the dot
558product linked to \textbf{A}. Expressing the condition
559$\langle \textbf{A d}^n, \textbf{d}^{n-1} \rangle = 0$ the value of $\beta ^n$ is found:
560 $\beta ^n = \langle{ \textbf{r}^n , \textbf{r}^n} \rangle  / \langle {\textbf{r}^{n-1}, \textbf{r}^{n-1}} \rangle$.
561 As a result, the errors $ \textbf{r}^n$ form an orthogonal
562base for the canonic dot product while the descent vectors $\textbf{d}^n$ form
563an orthogonal base for the dot product linked to \textbf{A}. The resulting
564algorithm is thus the following one:
565
566initialisation :
567\begin{equation*} 
568\begin{split}
569\textbf{x}^0 &= D_{i,j}^0   = 2 D_{i,j}^t - D_{i,j}^{t-1}       \quad, \text{the initial guess }     \\
570\textbf{r}^0 &= \textbf{d}^0 = \textbf{b} - \textbf{A x}^0       \\
571\gamma_0 &= \langle{ \textbf{r}^0 , \textbf{r}^0} \rangle
572\end{split}
573\end{equation*}
574
575iteration $n,$ from $n=0$ until convergence, do :
576\begin{equation} 
577\begin{split}
578\text{z}^n& = \textbf{A d}^n \\
579\alpha_n &= \gamma_n /  \langle{ \textbf{z}^n , \textbf{d}^n} \rangle \\
580\textbf{x}^{n+1} &= \textbf{x}^n + \alpha_n \,\textbf{d}^n \\
581\textbf{r}^{n+1} &= \textbf{r}^n - \alpha_n \,\textbf{z}^n \\
582\gamma_{n+1} &= \langle{ \textbf{r}^{n+1} , \textbf{r}^{n+1}} \rangle \\
583\beta_{n+1} &= \gamma_{n+1}/\gamma_{n}  \\
584\textbf{d}^{n+1} &= \textbf{r}^{n+1} + \beta_{n+1}\; \textbf{d}^{n}\\
585\end{split}
586\end{equation}
587
588
589The convergence test is:
590\begin{equation}
591\delta = \gamma_{n}\; / \langle{ \textbf{b} , \textbf{b}} \rangle \leq \epsilon
592\end{equation}
593where $\epsilon $ is the absolute precision that is required. As for the SOR algorithm,
594the whole model computation is stopped when the number of iterations, \np{nn\_max}, or
595the modulus of the right hand side of the convergence equation exceeds a
596specified value (see \S\ref{MISC_solsor} for a further discussion). The required
597precision and the maximum number of iterations allowed are specified by setting
598\np{rn\_eps} and \np{nn\_max} (\textbf{namelist} parameters).
599
600It can be demonstrated that the above algorithm is optimal, provides the exact
601solution in a number of iterations equal to the size of the matrix, and that
602the convergence rate is faster as the matrix is closer to the identity matrix,
603$i.e.$ its eigenvalues are closer to 1. Therefore, it is more efficient to solve
604a better conditioned system which has the same solution. For that purpose,
605we introduce a preconditioning matrix \textbf{Q} which is an approximation
606of \textbf{A} but much easier to invert than \textbf{A}, and solve the system:
607\begin{equation} \label{Eq_pmat}
608\textbf{Q}^{-1} \textbf{A x} = \textbf{Q}^{-1} \textbf{b}
609\end{equation}
610
611The same algorithm can be used to solve \eqref{Eq_pmat} if instead of the
612canonical dot product the following one is used:
613${\langle{ \textbf{a} , \textbf{b}} \rangle}_Q = \langle{ \textbf{a} , \textbf{Q b}} \rangle$, and
614if $\textbf{\~{b}} = \textbf{Q}^{-1}\;\textbf{b}$ and $\textbf{\~{A}} = \textbf{Q}^{-1}\;\textbf{A}$ 
615are substituted to \textbf{b} and \textbf{A} \citep{Madec_al_OM88}.
616In \NEMO, \textbf{Q} is chosen as the diagonal of \textbf{ A}, i.e. the simplest form for
617\textbf{Q} so that it can be easily inverted. In this case, the discrete formulation of
618\eqref{Eq_pmat} is in fact given by \eqref{Eq_solmat_p} and thus the matrix and
619right hand side are computed independently from the solver used.
620
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